LITIGATION AND ARBITRATION
of Belcher Fitzgerald’s core practice areas is securities-related
litigation and arbitration before the Financial Industry Regulatory
Authority (FINRA). Our securities arbitration attorneys offer services
throughout the Mid-Atlantic, Northeast, Midwest and often well beyond.
We are focused and aggressive, yet practical and cost-conscious advocates
with broad industry experience and a proud history of efficiently and
successfully representing financial services professionals. Our clients
have included broker-dealers, investment advisors, financial advisors,
issuers of insurance and annuity products, hedge funds, and investors.
If it relates to an issue in the securities industry, we probably have
seen it. From disputes relating to improper sales practices to intra-industry
issues, our attorneys provide zealous advocacy enhanced by our daily
commitment to staying abreast of the issues, arguments and legal claims
being pressed across the industry.
also represent financial service professionals in the defense of governmental
investigations before the SEC, FINRA and state regulators. We have the
skills, both technical and interpersonal, to be able to resolve many
cases without the need for lengthy and expensive litigation, and to
make mediation an often viable, inexpensive, and successful alternative.
Some of the claims our securities litigation and arbitration attorneys
Claims: Sales Practices, Suitability & Then Some
Recruitment: Protocol and Non-Protocol Transitions
Promissory Notes and
Employee Forgivable Loans
- Form U5; Defamation; Wrongful Termination
If you are a financial professional or financial services firm needing
experienced FINRA securities arbitration lawyers, please feel free to
contact us for a confidential consultation.
Belcher Fitzgerald would be pleased to speak with you about how we can
assist you in efficiently planning and executing a strategy to minimize
risk and maximize your chances of a favorable resolution.